Financial Intelligence
Risk assessment, regulatory mapping, due diligence, and market analysis. Every conclusion backed by documented evidence from verified sources.
Capabilities
Risk assessment
Multi-factor risk scoring with regulatory, market, and operational dimensions
Regulatory mapping
Jurisdiction-specific compliance requirements for financial activities
Due diligence
Automated research across financials, litigation, ownership, and regulatory history
Market intelligence
Competitive landscape, market sizing, and trend analysis with sourced data
SEC research
Filings, enforcement actions, beneficial ownership, and disclosure analysis
Compliance monitoring
Ongoing regulatory change tracking and impact assessment
Example: Risk assessment
{
"tool": "finance_risk_assess",
"arguments": {
"entity": "Acme Corp",
"assessment_type": "comprehensive",
"include_regulatory": true,
"include_market": true,
"time_horizon": "12_months"
}
}Example: Regulatory mapping
{
"tool": "finance_regulatory_map",
"arguments": {
"business_type": "fintech_lending",
"jurisdictions": ["US_federal", "California", "New_York"],
"activities": ["consumer_lending", "data_collection", "credit_reporting"],
"output": "compliance_matrix"
}
}Returns a compliance matrix showing which regulations apply to each business activity in each jurisdiction, with links to the actual regulatory text and recent enforcement actions.
Example: Due diligence
{
"tool": "finance_due_diligence",
"arguments": {
"target": "Beta Inc",
"scope": ["financials", "regulatory_history", "litigation", "ownership"],
"depth": "comprehensive",
"report_format": "structured"
}
}